#implementation Archives - The Broker Club

Broker relevant articles | #implementation

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City & Financial Global: The Consumer Duty Implementation Summit 2023

April 9, 2023

Tuesday 20th June 2023 08:40 AM – 04:35 PM, at Cavendish Conference Centre. The Broker Club is pleased...

Senior Managers & Certification Regime: A Practical Guide and Best Practice to Implementation

August 19, 2019

Senior Managers & Certification Regime (SM&CR) doesn’t need to be difficult – brokerage firms just needs to be organised...

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