Outsourcing
May 28, 2023** DATE & TIME TBC ** July 2023 at Eight Club Bank. Outsourcing: Almost every regulated...
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City & Financial Global: The FCA Investigations and Enforcement Summit 2023
May 13, 2023Thursday 1st June 2023 09:15 AM – 04:50 PM, at America Square Conference Centre. The Broker Club is...
City & Financial Global: The Consumer Duty Implementation Summit 2023
April 9, 2023Tuesday 20th June 2023 08:40 AM – 05:00 PM, at a Central London Venue (TBC). The Broker Club...
The FCA’s Business Plan for 2023/24 (In-Person)
April 8, 2023Wednesday 10th May 2023 3:30 PM – 5 PM, at the Eight Club Bank. The FCA has recently...
The FCA’s Business Plan for 2023/24 (Webinar)
April 8, 2023Thursday 27th April 2023 4 PM – 5 PM, via Webinar. The FCA has recently released its business...
Broker Fines for Market Abuse
March 4, 2023** PLEASE NOTE: THIS EVENT HAS BEEN MOVED TO WEDNESDAY 26TH APRIL 2023 FROM 4:30 PM – 6 PM....
False Starts and Laggards Part 4: Remuneration Structure
February 6, 2023** PLEASE NOTE: THE FOCUS OF THIS EVENT IS NOW REMUNERATION STRUCTURE. THE ORIGINAL FOCUS OF CONTROL FUNCTIONS HAS...
CANCELLED: What are the Main Themes in the ‘Dear CEO’ Letter to Wholesale Brokers, Dated Jan 2023?
January 30, 2023** PLEASE NOTE: THIS EVENT HAS BEEN CANCELLED ** Tuesday 25th April 2023 at 4 PM, at the...
IBOR Transition with Deloitte
October 1, 2019The upcoming phase-out of the Interbank Lending Rate (IBOR) means big changes to financial services – but few firms...
Preparing for an FCA Visit with PwC
August 21, 2019FCA “DEAR CEO” LETTER TO WHOLESALE BROKERS: With PwC PWC will lead the discussion on how firms can draft...