Thursday 21st November 2019 | Login

Loading Events
Past Events

Events Search and Views Navigation

Event Views Navigation

October 2019

Good CASS Governance with Deloitte

October 22 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

What is good CASS Governance? Anna Dawson from Deloitte will lead this discussion which will cover the following: How to achieve appropriate governance over CASS and the importance CAS hot topics affecting the Broker Community…

Find out more »

EMIR & SFTR with Deloitte

October 23 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Securities Financing Transactions (SFTs) can be used to describe any transaction where securities are used to borrow cash or vice versa. Repurchase agreements (repos), securities lending activities and sell/buy-back transactions are all covered by this…

Find out more »

MiFIR with Deloitte

October 30 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

As MiFIR and MiFID II are closely aligned, you will often hear or read the two topics used interchangeably. Specifically, when most people refer to MiFID II reporting, they are speaking about MiFIR regulation that…

Find out more »

Diversity & Inclusion with Deloitte

October 31 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Policies alone are not enough to build an inclusive workplace, and inclusion shouldn't be a box-ticking exercise. At its most basic level, it is about ensuring that no one feels left out because of their…

Find out more »

November 2019

Preparing for an FCA Visit with PwC

November 6 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

FCA “DEAR CEO” LETTER TO WHOLESALE BROKERS: With PwC PWC will lead the discussion on how firms can draft a practical action plan on how to prepare for FCA visit. This discussion will also focus…

Find out more »

Conduct Risk with Deloitte

November 7 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
+ Google Map

What does a good conduct risk framework look like? In the light of the recent TP ICAP £15 million fine , and forthcoming SM&CR, firms need to be more aware than ever of good conduct…

Find out more »

Outsourcing with Baringa

November 13 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Greg Pastore is will lead this round table on the benefits of Outsourcing with a focus on Risk and Compliance. Greg Pastore is a Director of Finance, Risk & Compliance business at Baringa Partners, focusing…

Find out more »

Cryptocurrencies and Digital Finance with BKL

November 14 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Central banks are looking at turning their own currency into a fully digital one. It raises some interesting points on how this would impact how the financial system currently works, and how it may challenge…

Find out more »

Board Reviews & Assessments with PwC

November 20 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Following on from the recent ‘Dear CEO’ letter sent by the FCA to wholesale brokers, PwC will lead the discussion on Board Reviews and Assessments, focusing on best practice.

Find out more »

Cyber Security and Data Privacy with Deloitte

November 20 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
+ Google Map

Balavernie Sritharan from Deloitte will discuss Cyber security and protect the devices we all use  and the services we access - both online and at work - from theft or damage. Balavernie will also talk about preventing unauthorised access…

Find out more »
+ Export Events