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January 2020

Transaction Reporting (2) with Katharine Leaman and Chad Giussani

January 30 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Due to the popularity of the first event, Katharine Leaman from Leaman Crellin will lead another discussion on Transaction Reporting along with Chad Giussani from Standard Chartered Bank. Chad is Standard Chartered Banks’ global head…

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Integrated Surveillance – the Obstacles, Objectives, Opportunities and Utopia

January 30 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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This round table will cover ‘Integrated Surveillance’ from a technical, operational, cultural and GRC perspective, including both Business Communications and Market Abuse angles, and the regulatory relevance across MAR, SMCR, MiFID, and Reg BI. Agenda:…

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February 2020

Culture with Deloitte – ‘The evolving approach to culture by the FCA’

February 12 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Deloitte will discuss the FCA’s most recent approaches to Culture and will link this with expectations of Senior Managers under the SMCR. It is aimed at Board Directors, Compliance Officers, Risk Managers and HR Managers.

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Broker Renumeration and The Implications of IR35 with BKL

February 13 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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IR35 and the wider Broker Compensation Broker compensation is under scrutiny from both HMRC and FCA.   This round table will cover the implications of IR35 and what firms should be doing.   The discussion will also…

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From Crypto Currencies to Crypto Assets with Deloitte

February 26 @ 8:00 am - 9:30 am
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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From Crypto to Crypto Assets: An overview for Compliance and Risk professionals on developments in Blockchain Technology, Crypto Assets, the associated risks and regulatory developments. Deloitte will lead this discussion and cover the following: Blockchain…

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FX Code with Leaman Crellin Limited

February 27 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Katharine Leaman from Leaman Crellin Limited will lead a discussion about the FX Global Code, the principles, key stakeholders, and who’s in scope. We will also be joined by Liam Crellin who is Standard Chartered…

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March 2020

Financial Crime with Deloitte

March 11 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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What does ‘good’ look like: Key components of a financial crime risk management framework & key risks How to perform a comprehensive enterprise-wide risk assessment Impact of 5th & 6th Money Laundering Directive In this round table…

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Operational Resilience – a Practical Discussion with Deloitte

March 19 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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Industry experts at Deloitte will lead this round table; looking at what Operational Resilience is and what firms should be doing regarding it. Agenda: What Does Operational Resilience Mean? Road Tests Defining Business Services Business…

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Hazards of Using Simplistic Scenarios with Monte Carlo Plus

March 25 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Dr Mustafa Cavus from Monte Carlo Plus will discuss the hazards of firms using "simplistic" scenarios as a basis to assess their operational risks. Firms often use a very simplistic approach to calculate their risks within the…

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Compliance Reliance after Brexit with Katharine Leaman

March 26 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Katharine Leaman from Leaman Crellin Limited with lead our discussion about compliance reliance after Brexit. Katharine will be sharing her experience as a policy maker at the regulator and compliance practitioner as we discuss some…

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