Login | Monday 26th August 2019

Loading Events
Upcoming Events

August 2019

SM&CR with PwC

August 29 @ 8:30 am - 10:00 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

PwC will lead the 1.5-hour discussion on SM&CR, and what it means to you.

Find out more »

September 2019

How to Structure an ICAAP with OBJECTIVUS FINANCIAL CONSULTING

September 4 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Objectivus Financial Consulting will lead the discussion on how how to structure your ICAAP.

Find out more »

Key Risk Indicators with PwC

September 4 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

PWC will lead the discussion on KRIs - Key Risk Indicators, the metrics used by an organisation to manage current and potential exposure to various operational, financial, reputational, compliance and strategic risks. James Maxell, Lisa Bark and Vanisha Naidu will lead the discussion and share insight and best industry practice

Find out more »

Senior Managers & Certification Regime: A Practical Guide and Best Practice to Implementation

September 5 @ 8:00 am - 9:30 am
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

Senior Managers & Certification Regime (SM&CR) doesn’t need to be difficult – brokerage firms just needs to be organised about it and take the sufficient steps as well as implement a process that can be supported and sustained. What is SM&CR and why is it there? Where do you start with implementation – classification and allocation of roles 1st, 2nd and 3rd lines of defence Collecting the relevant information Statements and duties of responsivity – what is the difference? Proving you have…

Find out more »

Trading Round Table: MiFID II – One Year On & the Impact on Trading

September 11 @ 4:00 pm - 5:30 pm
The Broker Club, Old Jewry, Board room, 6th floor, Becket House, 36 Old Jewry
London, EC2R 8DD Ukraine
+ Google Map

CBOE and market professionals will lead a discussion on the impact of MIFID II one year in and looking at data discus what the market liquidity is now, what it was before, and where it is going.  They will also discuss the opportunities available for brokerage firms.

Find out more »

October 2019

+ Export Events