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April 2020

KYC with Delta Capita

April 22 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Operational Resilience with The Disruption house

April 23 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Rupert Bull from The Disruption House will talk about technology and vendor risk in particular, and how firms can build an understanding and mapping of the resources that support their business services, in line with…

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IBOR Transition with Deloitte

April 29 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Interbank offered rates (IBORs), especially the London Interbank Offered Rate (LIBOR), have set the benchmark rate for lending, underpinning the worldwide trade in financial products – from bonds and loans to derivatives and mortgage-backed securities.  Since…

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May 2020

SM & CR with WorkSmart

May 6 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Industry experts from Worksmart will lead this round table which will look at the challenges of effectively Operationalising SM&CR and driving business benefits out of BAU activity. The agenda will comprise of: SM&CR – Driving culture…

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SFTR with Deloitte

May 7 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Market Abuse with Bovill

May 14 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Brokers are under pressure from regulators, exchanges and trading platforms to demonstrate their market abuse controls are effective. Regulators in particular are clear in their expectation that all brokers should complete a market abuse risk…

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Responding to Regulatory Investigations and Misconduct with PWC

May 21 @ 4:00 pm - 5:30 pm
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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This session will explore trends in FCA investigation activity and developments in penalty and settlement mechanisms. Alex West at PWC will discuss how to prepare for an incident of misconduct and how to construct and…

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June 2020

CASS Governance with Deloitte

June 3 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Payment for Order Flow with Katharine Leaman

June 24 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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Payment for Order Flow has been under recent scrutiny from the FCA. The FCA has published findings from its supervisory work and remarked on PFOF in MarketWatch. Katharine Leaman from Leaman Crellin Limited, will lead…

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