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November 2019

Mobile Device Policies on Trading Floors & MIFID II

November 27 @ 8:00 am - 9:30 am
Floor 3, Room 4, Becket House, 36 Old Jewry
Jewry, EC2R 8DD United Kingdom
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What is best practice when it comes to the use of personal mobile phones on trading floors? What technology is available to ensure firms minimize risk and remain MIFID II compliant? This round table will…

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Operational Resilience – Impact Tolerances with PwC

November 28 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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PwC will join us to talk through their recent white paper on the subject of operational resilience. Adam Stage will run through the 5 step model for setting and testing impact tolerances and talk through…

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December 2019

Algorithmic Trading and MIFID II Requirements with Deloitte

December 4 @ 4:00 pm - 5:30 pm
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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Scott Grendall from Deloitte will lead the discussion and provide assistance in understanding and meeting, the obligations under MiFID II for algorithmic trading.   Scott will also cover the specific requirements pertaining to algorithmic trading outlined…

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Preparing for an FCA Visit with PWC

December 11 @ 8:30 am - 10:00 am
Boardroom, 6th Foor, Becket House, 36 Old Jewry
London, EC2R 8DD United Kingdom
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After the success of our first round table on this topic, PWC will host another round table, leading the discussion on how firms can draft a practical action plan on how to prepare for FCA…

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