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WEBINAR: Dear CEO Letter to CFD Providers: Part 2

February 1 @ 4:00 pm - 5:00 pm

Dear CEO Letter to CFD Providers: Part 2

How can you turn the new rules for Financial Promotions and Consumer Duty into an advantage, with clients trading more frequently and confidently?

On 1st December 2022, the FCA issued a Dear CEO letter to CFD providers outlining its expectations and highlighting areas of poor practice seen in firms.

The FCA expects all CFD firms to have agreed their actions and next steps in response to these concerns, where they apply, by the end of January 2023 and in advance of the Consumer Duty regulation coming into force in July 2023.

In the second part of the series you will find out how to turn that to your advantage by leveraging the FCA requirements to provide more information and guidance to clients and turn them into confident investors.

Due to demand this series is being run as a webinar for those who are unable to join the In Person events.  Click on the link below or email events@thebrokerclub.org to join

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Details

Date:
February 1
Time:
4:00 pm - 5:00 pm

Organisers

The Broker Club
Leaman Crellin

Venue

Webinar

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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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