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WEBINAR: Dear CEO Letter to CFD Providers: Part 1

January 25 @ 4:00 pm - 5:00 pm

How can you turn the new rules for Financial Promotions and Consumer Duty into an advantage, with clients trading more frequently and confidently?

On 1st December 2022, the FCA issued a Dear CEO letter to CFD providers outlining its expectations and highlighting areas of poor practice seen in firms.

The FCA expects all CFD firms to have agreed their actions and next steps in response to these concerns, where they apply, by the end of January 2023 and in advance of the Consumer Duty regulation coming into force in July 2023.

Part One of our two part series you will find out how the new financial promotions rules will require you to introduce frictions and additional warnings to slow the process and add more checks, and capture more data under the consumer duty. These changes support FCA research that consumers are not understanding risk warnings and opening accounts under social pressures.

Due to demand we are running this two part series as a webinar for those unable to attend in person events.  To join, enter details on the form below or email events@thebrokerclub.org

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
January 25
Time:
4:00 pm - 5:00 pm

Organisers

The Broker Club
Leaman Crellin

Venue

Webinar

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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