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The Practicalities Following Implementation of SMCR from a Compliance and Legal Perspective with Effecta Compliance and Winckworth Sherwood LLP

September 8, 2021 @ 4:00 pm - 5:00 pm

Have you got SM&CR right?  In this webinar Clare Curtis, CEO Effecta Compliance and James Duncan, Corporate Partner and Winckwoth Sherword will discuss the pitfalls and practicalities following implementation of SMCR from a Compliance and Legal perspective.

If you would like to attend this video conference round table, please email: events@thebrokerclub.org

Registrations are now closed for this event - contact events@thebrokerclub.org for more information


September 8, 2021
4:00 pm - 5:00 pm



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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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