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Response to FCA ‘Dear CEO’ letter to wholesale brokers
May 22, 2019 @ 8:00 am - 9:00 am
On 18th April the FCA published a dear ‘CEO letter’ to brokers in wholesale markets:
https://www.fca.org.uk/publication/correspondence/dear-ceo-letter-wholesale-market-broking-firms.pdf
The good news is The Broker Club, working with PWC have been reviewing this letter and will be holding an interim round table to address all the issues raised.
DATE & TIME: Wednesday 22nd MAY, 8AM START, 1 HOUR
VENUE: ROOM 4, 3RD FLOOR, BECKET HOUSE, 36 OLD JEWRY
Vanisha Naidu, PWC Governance, Risk and Compliance team, formerly Chief Operating Officer at BGC Partners/Cantor Fitzgerald will lead the discussion.
If you would like to attend please let me know ASAP as seats are limited.