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Regulatory Update with Deloitte with focus on STORs
May 21, 2020 @ 8:00 am - 9:00 am
Terry Sahathevan and the team from Deloitte will run through a regulatory update during COVID 19 with a focus this week on STORs. Lockdown and remote working bring new challenges in monitoring orders and transactions of brokers. This session will discuss how firms can adapt to the current working environment to ensure best practice in monitoring and reporting of suspicious activity, focusing on STORs.