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Recent Regulatory Actions – what we can learn from it.

November 30 @ 4:00 pm - 5:00 pm

This webinar, led by Effecta Compliance will review the recent regulatory action taken by the FCA, including some of the fines and discuss what broking firms can learn from it.

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Details

Date:
November 30
Time:
4:00 pm - 5:00 pm

Organisers

The Broker Club
Effecta Compliance

Venue

Webinar

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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