Loading Events

All Events

  • This event has passed.

Recent Regulatory Actions – what we can learn from it.

November 30, 2022 @ 4:00 pm - 5:00 pm

This webinar, led by Effecta Compliance will review the recent regulatory action taken by the FCA, including some of the fines and discuss what broking firms can learn from it.

To join this event register here

Registrations are now closed for this event - contact events@thebrokerclub.org for more information


November 30, 2022
4:00 pm - 5:00 pm


The Broker Club
Effecta Compliance



Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register