UK-EU Regulatory Divergence Part 3: The Best Ways for Organisations to Manage Regulatory Divergence with BNY Mellon | Pershing

Thursday 17th November 2022 at 12 noon, a round table event in conjunction with Pershing.   Eight Members Club Bank.

The final instalment of the series with BNY Mellon | Pershing will leave listeners with actionable steps to manage regulatory divergence and outsourcing options to consider.  This is a round table event at Eight Club Bank.

Specific talking points include:

• Encouraging firms to look for internal efficiencies as well as collate and manage data smartly to reduce ongoing costs and help drive coordination across utilised systems.
• Highlighting the importance of robust process building, including proper regulatory horizon scanning and adequate traceability to ensure there is a good audit trail and a look-back that demonstrates compliance.
• Urging brokers to be proactive and help drive the dialogue on what’s best for global markets via consultations and other opportunities for industry input.