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UK-EU Regulatory Divergence Part 3: The Best Ways for Organisations to Manage Regulatory Divergence with BNY Mellon | Pershing

November 17 @ 12:00 pm - 1:00 pm

Thursday 17th November 2022 at 12 noon, a round table event in conjunction with Pershing.   Eight Members Club Bank.

The final instalment of the series with BNY Mellon | Pershing will leave listeners with actionable steps to manage regulatory divergence and outsourcing options to consider.  This is a round table event at Eight Club Bank.

Specific talking points include:

  • Encouraging firms to look for internal efficiencies as well as collate and manage data smartly to reduce ongoing costs and help drive coordination across utilised systems.
  • Highlighting the importance of robust process building, including proper regulatory horizon scanning and adequate traceability to ensure there is a good audit trail and a look-back that demonstrates compliance.
  • Urging brokers to be proactive and help drive the dialogue on what’s best for global markets via consultations and other opportunities for industry input.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
November 17
Time:
12:00 pm - 1:00 pm

Organisers

BNY Mellon | Pershing
The Broker Club

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom

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