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The Broker Club Compliance Forum: The FCA’s Supervision Tools & Powers with Deloitte

June 20 @ 4:00 pm - 5:30 pm

Thursday 20th June 2024 | 04:00 PM – 05:30 PM | Eight Club Bank

 

The Compliance Forum is for all Heads of compliance, Chief Compliance Officers, and compliance staff, to build a network community and share insight, opinion, and experience. We bring in consultants to contribute to the discussion and share expertise.

 

During this session experts from Deloitte will consider what these tools and powers are, how they are used by the regulator, the impact on firms, and key considerations for engaging with the regulator. There will also be the opportunity for Q&A.

 

To register to attend, complete the form below or email events@thebrokerclub.org.

 

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

 

Details

Date:
June 20
Time:
4:00 pm - 5:30 pm
Event Category:
Event Tags:
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Organisers

The Broker Club
Deloitte

Venue

Eight Members Club Bank
1 Change Alley
London, EC3V 3ND United Kingdom
+ Google Map
Phone:
+442076210808
Website:
View Venue Website

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The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

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