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Market Soundings/Colour
November 11, 2020 @ 4:00 pm - 5:00 pm
The Market Abuse Regulation tightened up on how firms went about market soundings. This session, the tenth in Leaman Crellin’s market conduct series, will examine what is a market sounding and give practical tips for controlling and managing market soundings.
This is part of a series of round tables on market conduct, in conjunction with Leaman Crellin. If you would like to attend this video conference, or any others in the series please email: events@thebrokerclub.org