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Market Abuse with Bovill
May 14, 2020 @ 4:00 pm - 5:30 pm
Brokers are under pressure from regulators, exchanges and trading platforms to demonstrate their market abuse controls are effective. Regulators in particular are clear in their expectation that all brokers should complete a market abuse risk assessment and have proportionate surveillance arrangements. In this session Bovill will discuss how to complete an effective market abuse risk assessment, and how to then build out market abuse controls that are both targeted and proportionate to your business.