Loading Events

All Events

  • This event has passed.

Market Abuse Reporting Obligations

September 30, 2020 @ 4:00 pm - 5:00 pm

Reporting forms a cornerstone of the FCA’s ability to detect and prevent market abuse. The FCA has repeatedly expressed its disdain at the quality of firms regulatory reporting. This session from Leaman Crellin Limited will cover the four areas of regulatory reporting under the market abuse regime: STORs, PDMRs, Delaying disclosure of inside information, and, Buy-back transactions and stabilisation activity notifications.

This is part of a series of round tables on market conduct, in conjunction with Leaman Crellin. If you would like to attend this video conference, or any others in the series please email: events@thebrokerclub.org


September 30, 2020
4:00 pm - 5:00 pm



Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register