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Holistic Compliance for Broker Firms- Fact vs Myth with Shield
January 23, 2020 @ 8:00 am - 9:30 am
Is surveillance a top tier luxury?
Shield will discuss why broker firms are neglecting eComms surveillance and focussing mainly on trade. Eran and Shira will talk about the benefits of cloud based compliance and surveillance on a budget; touching upon the levels of risk broker firms are accepting when it comes to compliance and the data challenges they face.