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FCA Dear CEO Letter to Wholesale Brokers, April 2019, 18 Months On with Leaman Crellin and CMS Law
October 29, 2020 @ 8:00 am - 9:00 am
On 19th April 2019 the FCA sent a Dear CEO Letter to all wholesale broking firms.
This letter highlighted four main concerns:
- Compensation
- Governance
- Workflows
- Culture
18 months on Katharine Leaman, from Leamn Crellin Ltd., and Elisabeth Bremner, from CMS Law, will lead our discussion on where we are now, what changes have been made, what changes still need to be made and whether the impact of COVID 19 made any of the concerns addressed more compelling?
If you would like to attend this video conference, please email: events@thebrokerclub.org