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Ethical Culture & Conduct and Diversity & Inclusion, Part 1

June 9, 2021 @ 4:00 pm - 5:00 pm

Ethical Culture & Conduct and Diversity & Inclusion, A Two-Part Series with Leaman Crellin, Sponsored by FingerPrint Supervision

What are the expectations and obligations for firms around culture, conduct, diversity, and inclusion, and what are the implications if this is not a core business focus?

Part 1: The External Pressures: The Push to Focus on Culture, Conduct, Diversity & Inclusion within your Firm

Why is how a firm and its employees conduct themselves and the make-up of a firm so crucial in 2021? What are the external pressures that firms are facing? From a regulatory standpoint, what are the FCA’s expectations, and how much does the regulator care?

If you would like to attend this video conference round table, please email: events@thebrokerclub.org

Registrations are now closed for this event - contact events@thebrokerclub.org for more information




June 9, 2021
4:00 pm - 5:00 pm



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