Loading Events

All Events

  • This event has passed.

CANCELLED – Culture in OTC Markets (with ACI-UK)

November 4, 2021 @ 4:00 pm - 5:00 pm

PLEASE NOTE THIS EVENT IS NOW CANCELLED.  OUR APOLOGIES FOR SHORT NOTICE OF CANCELLATION; WE WILL ADVISE A NEW DATE FOR THIS DEBATE IN DUE COURSE.

“Are principles really practical?  Can ethics and profit work hand in hand? How does a small to medium size brokerage firm stay up to date with the current thinking on culture?  This in-person panel discussion, led by ACI-UK, will cover:

  • The key differences between principles- and rules-basaed markets
  • Is conduct and behaviour the responsibility of individuals, institutions or both?
  • Are brokers subject to the same conduct standards as banks?
  • How does ‘conduct culture’ work in the context of introductory brokers?
  • How does the FX Code of Conduct deal with pre hedging/last look/algorithmic trading?
  • What does remuneration do to behaviours – and does compensation really encourage good ethics?
  • What impact does signing up to a code (e.g. FX Global code) have on business bottom line?
  • Is integrity the same as culture?
  • Does diversity have a positive impact on culture?

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
November 4, 2021
Time:
4:00 pm - 5:00 pm

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register