Loading Events

All Events

  • This event has passed.

Market Conduct Series – Part IV – Conduct Hot Topics

November 17, 2021 @ 8:00 am - 9:00 am

Fortnightly breakfast briefings from industry experts:
All sessions from 08:00 – 09:00 | Virtual events

Part IV – Wednesday 17 November – Focus on Conduct Hot Topics
In association with Leaman Crellin


Conduct and compliance experts Leaman Crellin will once again provide market practitioners with a comprehensive overview of financial market abuse/conduct regulations and codes, insight into compliance obligations and challenges, and an update on conduct ‘hot topics’.

Registrations are now closed for this event - contact events@thebrokerclub.org for more information

Details

Date:
November 17, 2021
Time:
8:00 am - 9:00 am

Venue

Webinar

Register Today

The broker club is an exclusive club for brokers active within financial markets. The club is particularly relevant for senior management, front and back office, risk/compliance and IT.

Click here to register