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Market Conduct Series – Part IV – Conduct Hot Topics
November 17, 2021 @ 8:00 am - 9:00 am
Fortnightly breakfast briefings from industry experts:
All sessions from 08:00 – 09:00 | Virtual events
Part IV – Wednesday 17 November – Focus on Conduct Hot Topics
In association with Leaman Crellin
Conduct and compliance experts Leaman Crellin will once again provide market practitioners with a comprehensive overview of financial market abuse/conduct regulations and codes, insight into compliance obligations and challenges, and an update on conduct ‘hot topics’.
Registrations are now closed for this event - contact events@thebrokerclub.org for more information